Financial Advisory and Intermediary Services Act (FAIS-RE5) Preparation

Financial Advisory and Intermediary Services Act (FAIS-RE5) Preparation

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Course Description

This course will help you prepare for your First Level Regulatory Examination. Use this application to reinforce and consolidate what you have learnt from the manual, at workshops or on the job and ensure you have retained the knowledge accurately. Do a few learning steps every day to help build long-term knowledge retention.

Recommended Course Duration - 3 weeks

Number of Lessons- 12

Course Outline

  • Topic 01: Execute the required actions as a representative
  • Topic 02: Maintaining an FSP license
  • Topic 03: (Part 1) Adhering to specific obligations
  • Topic 03: (Part 2) Adhering to specific obligations
  • Topic 04: Applying knowledge of financial products
  • Topic 05: Consequences of debarment
  • Topic 06: Aligning execution of duties with the compliance requirements
  • Topic 07: Carrying out the proper record-keeping activities
  • Topic 08: Adhering to the requirements of FICA and AML 0
  • Topic 09: Board Notice 194 (A)
  • Topic 10: Board Notice 194 (B)
  • Topic 11: Board Notice 194 (C)
  • Topic 12: Board Notice 194 (D)
 

Why take an FAIS-RE5 exam:

To ensure that clients receive sound financial advice and services and products tailored to their individual needs, the Financial Advisory and Intermediary Services Act requires that only competent and qualified persons render services and give advice. An untrained representative of a brokerage should never be allowed to give advice, hence the requirement that an insurance advisor be FAIS accredited. You must have a current FAIS accreditation to work in the finance and insurance sector.

Who can study FAIS?

  • Those working in the insurance and finance Sector
  • Those with a desire to learn

Course Description

This course will help you prepare for your First Level Regulatory Examination. Use this application to reinforce and consolidate what you have learnt from the manual, at workshops or on the job and ensure you have retained the knowledge accurately. Do a few learning steps every day to help build long-term knowledge retention.

Recommended Course Duration - 3 weeks

Number of Lessons- 12

Course Outline

  • Topic 01: Execute the required actions as a representative
  • Topic 02: Maintaining an FSP license
  • Topic 03: (Part 1) Adhering to specific obligations
  • Topic 03: (Part 2) Adhering to specific obligations
  • Topic 04: Applying knowledge of financial products
  • Topic 05: Consequences of debarment
  • Topic 06: Aligning execution of duties with the compliance requirements
  • Topic 07: Carrying out the proper record-keeping activities
  • Topic 08: Adhering to the requirements of FICA and AML 0
  • Topic 09: Board Notice 194 (A)
  • Topic 10: Board Notice 194 (B)
  • Topic 11: Board Notice 194 (C)
  • Topic 12: Board Notice 194 (D)
 

Why take an FAIS-RE5 exam:

To ensure that clients receive sound financial advice and services and products tailored to their individual needs, the Financial Advisory and Intermediary Services Act requires that only competent and qualified persons render services and give advice. An untrained representative of a brokerage should never be allowed to give advice, hence the requirement that an insurance advisor be FAIS accredited. You must have a current FAIS accreditation to work in the finance and insurance sector.

Who can study FAIS?

  • Those working in the insurance and finance Sector
  • Those with a desire to learn